Corporate Business

Fortune (HK) Securities Limited

Fortune (HK) Securities Limited (formerly known as known as Hong Tong Hai Securities Limited), established in 2002, is a wholly-owned subsidiary of GoFintech Innovation Limited (formerly known as known as China Fortune Financial Group Limited).

We are licensed to carry out Type 1 (dealing in securities) regulated activity under the Securities and Futures Ordinance (SFO) including brokerage services, margin financing, securities placing and underwriting businesses.

With in-depth knowledge and market network in Greater China market, our experienced teams aim to provide professional and comprehensive financial services to all corporate, institutional, and retail customers.

News & Updates

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Disclaimer: Investment involves risks. The information provided on this website is for reference only. All materials are not to be construed as an offer or solicitation for the subscription, purchase or sale of any securities. Whilst Fortune (HK) Securities Limited (“the Company”) endeavors to keep the contents accurate, no warranty or guarantee, express or implied, is given by the Company as to the accuracy of the information. The Company shall not be held liable for any damages whatsoever (including, without limitation, damages for loss of profits, business interruption, loss of information) arising out of the use or inability to use such information.

Account Opening

1 Face to Face

Client are welcomed to visit our office to open an account face to face. We suggest you to make an appointment and bring the below documents:

  • Personal identification document (e.g. ID card, passport)
  • Address proof in recent last 3 months (e.g. utility bills, bank statements)
  • Bank account proof (e.g. ATM card, bank statements)

2 By Post

Please go to Forms Download and to save to and print out the relevant Client Agreement - Terms and Schedules, Account Opening Form, and W-8BEN form.

If you confirm all terms and content, please complete and sign on the account opening form and W-8BEN form, with the signature of the certifier in the appropriate box, along a certified true copy of the below documents:

  • Personal identification document (e.g. HKID card, passport)
  • Address proof in recent last 3 months (e.g. utility bills, bank statements)
  • Bank account proof

*Certifier must be either a Hong Kong SFC licensed person or registered professionals (such as CPA or lawyer).

If the documents are not able to be certified by an acceptable certifier, applicant could send us a package which includes the completed account opening form, a copy of the identification document and the address proof in recent last 3 months, along with a bank cheque (**Sample) to our office.

**Please note that the cheque must fufill the below conditions:

  • application's he signature on the cheque must be the same as the signature on teh account opening form;
  • the cheque must be issued by the Hong Kong licensed bank;
  • the amount should be no less than HK$10,000;
  • payee name: Fortune (HK) Securities Limited

Address: 4102-06, 41/F, COSCO Tower, 183 Queen's Road Central, Hong Kong
Attn: CS Department
Tel: +852 3189-2168

Corporate Account

If you wish to open a corporate account, kinldy call our customer service hotline at 3189-2168, or to send us email to [email protected]. Our customer service officer will provide you the approiate account opening docuemnts and checklist according to the structure of the entity.

Deposit & Withdrawal

Fund Deposit

Deposit into any of our bank accounts below, and send the deposit slip to us by fax, mobile app, or send an e-mail to [email protected].
Please also indicate your trading account name and number for us to process your deposit. Settlement time is at 3:30 pm of a business day.

Bank Account Details:



Account Name:
Fortune (HK) Securities Limited

Swift Code:

Account Number:

Send a Deposit Notice


Account Name:
Fortune (HK) Securities Limited

Swift Code:

Account Number:

Send a Deposit Notice


Account Name:
Fortune (HK) Securities Limited

Swift Code:

Account Number:

Send a Deposit Notice


Account Name:
Fortune (HK)Securities Limited

Swift Code:

Account Number:

Send a Deposit Notice


Account Name:
Fortune (HK) Securities Limited

Swift Code:

Account Number:

Send a Deposit Notice

Other than email, registered clients can also send us the deposit slip or screen capture via electronic messages (WhatsApp, WeChat).

Fund Withdrawal

For Individual clients to commence withdrawal, kindly send us your instruction via (i) our online platform, (ii) by e-mail [email protected], or (iii) to call our settlement department at +852 3189-2117. For corporate clients, please submit withdrawal instructions as stated in the board meeting record accordingly.

The cut-off time is 10:30am on a business day. Instructions that passed the cut-off time will be proceed on the next business day. The fund will be deposited into your bank account (based on our latest record) by cheque. Please contact us if you would like to go by other ways of deposit.

Internet Trading

Web-based Online Trading


Fortune Trader 2.0 (Mobile App)

Appstore (iOS)

Google Play (Android)

APK download (For Andriod phones without Google service)
*Compatibility with Huawei's HarmonyOS is not guaranteed*


  • The information herein (including any expression of opinion or forecast) is provided in good faith and has been obtained and derived from sources believed to be reliable and accurate at the date indicated. However, we have not verified all the information and we do not represent that it is accurate or complete for your purpose and it should not be relied upon as such. We may not, and have no obligation to, update the information or correct any inaccuracy which subsequently becomes apparent. Opinions, estimates and other information contained herein may be changed or withdrawn without prior notice.
  • The content of this site is not intended to provide financial, legal, accounting or tax advice to any user and should not be relied upon in that regard. Any indicative price quotations, disclosure materials or analyses have been prepared on assumptions and parameters that reflect good faith determinations by us and do not constitute advice by us. The assumptions and parameters used are not the only ones that might reasonably have been selected and therefore no guarantee is given as to the accuracy, completeness, or reasonableness of any such quotations, disclosure or analyses. No representation or warranty is made that any indicative performance or return indicated will be achieved in the future. Past performance is not a guarantee of future results. While we provide the information in good faith and derived such information from sources believed to be reliable, we do not represent or warrant the completeness, reliability, accuracy, timeliness or fitness for any purpose of any of the material.
  • Transactions over the internet may be subject to interruption, transmission blackout, delayed transmission due to internet traffic or incorrect data transmission due to the public nature of the internet. Fortune (HK) does not guarantee the security of any information transmitted over, through or via the internet.
  • Should you have encountered any problem, please refer to the below manuals:
  • Fortune Trader 2.0 Mobile App User Manual
  • Fortune Web Trading User Manual

Forms Download

Standard Fees Table

Note to Client Relating to Settlement of Securities Trading Transaction

01 Client Agreement - Terms and Schedules

01A Client Agreement - Account Opening Form (Individual/Joint Account)

02A W-8BEN

02B W-8IMY

02C W-8BEN-E

03 Appendix 1 – Specimen Signature Form

04 Appendix 2 – Client Credit (Margin) Limit Application Form

05 Appendix 3 – Politically Exposed Persons Questionnaire

06 Appendix 4 – Individual Professional Investor Application Form

06A Appendix 4X – Individual Professional Investor Application Form (Existing Client)

07 Client Risk Profiling Questionnaire (For Individual/ Joint Account)

08 Change of Account Information Form

09 Notification of Change of Specimen Signature

10 Settlement Instruction (SI) / Investor Settlement Instruction (ISI) Form

11 Physical Script(s) Deposit Application Form

12 Physical Script(s) Withdrawal Application Form

13 Transfer of Stock(s) and Cash Application Form

14 Consent Letter on Northbound China Stock Connect Orders (Investor Identification Model) and the Personal Information Collection Statement

15 Securities Trading Account Termination Form

16 Self-Certification Form for FATCA & CRS - Individual (Existing client)

17 Hong Kong Investor Identification Regime (HKIDR) - Client Consents


Account Management

What kind of accounts could Fortune provide?

Corporate and individual clients could open cash or margin securities trading accounts. If you would like to open a professional investor (PI) account or a CIES account, please contact us at (852) 3189-2168 or send email to [email protected] for more information.

Can Non-HK resident open securities trading account?

Non-HK resident holding valid identity documents are eligible to open an account. Required documents depends on the nationality and residential places. For enquiry, please call our customer services hotline (852) 3189-2168.

Any charge on opening a securities trading account?

No charge on opening securities trading account. Customers can start trading upon fund deposit in any of our designated bank account(s).

How long does it take to open a trading account?

The process usually will be completed within 2-3 working days after we received all relevant documents that are properly signed.

What is Common Reporting Standard (CRS)?

The Organization for Economic Co-operation and Development (OECD) launched the Common Reporting Standard (CRS) as endorsed by the G20. CRS also called Automatic Exchange of Financial Account Information (AEOI).CRS is a new international standard, designed to enhance tax transparency and combat cross-border tax evasion.

The governments of all jurisdictions participating in CRS need to obtain relevant financial account information from their financial institutions and exchange that information automatically with jurisdictions of residence of account holders on an annual basis. More than 100 jurisdictions over the world have committed to the implementation of CRS, including China and Hong Kong. The financial institution will collect and furnish to the Inland Revenue Department (“IRD”) information of the identified account holders (individual or entity) and the financial account information on an annual basis.

For more details, please refer to the link as follow:

To comply with local, national or international laws and legal requirements, Fortune need to collect more information to analyze your tax status in other tax jurisdictions.

What is Taxpayer Identification Number (TIN)

A jurisdiction will identify its tax resident by Taxpayer Identification Number. The Taxpayer Identification Number is called as "TIN". for instance, the TIN of Hong Kong/China individual is the identity card number. The TIN of a Hong Kong registered company is the business registration number registered with the Business Registration Office of the Inland Revenue Department. The TIN of a Chinese registered company is the number of its business license.

How would I know if my account has been successfully opened?

Upon successful account opening, we will inform you by post or email (including account number and password, if applicable).

What is two-factor authentication (2FA)?

Two-factor authentication is a security process. It consists of two different components, including information you have already known (e.g. username and password) and something you have (e.g. mobile phone) to certify user's identity. According to the new requirements introduced by the Securities and Futures Commission (SFC) in reducing cybersecurity risk associated with Internet trading issued on 27 October 2017, additional controls are required over internet trading, including the implementation of two-factor authentication (2FA). In compliance with the guidelines, starting from 27 April 2018, it will be a mandatory requirement for licensed corporations to implement two-factor authentication mechanism for clients logging into their internet trading accounts.

How does Fortune's 2FA work?

The registered phone of client will receive a one-time password by SMS upon login.

Should I notify Fortune if there are changes of my personal information?

Please update your personal details by completing the Change of Account Information Form.

How to reset password?

You can reset your password by clicking on "Forget Password", or by calling our dealing department at (852) 3189-2187.

Fund and Settlement

How to deposit / withdraw physical shares?

To sign at the back of the stock certificate and deliver it to Fortune in person. It generally takes two weeks' time before the shares are available for trading in the stock exchange. For withdrawal, please contact our customer service for details.

Can I deposit fund to Fortune from a third party's bank account?

Fortune Securities do not accept any kind of cash or third-party transfer. For enquiry, please send mail to [email protected].

What is the CCASS details of Fortune?

CCASS ID: B01753
Participant Name: Fortune (HK) Securities Limited
Contact: Settlement Department
Tel: (852) 3189-2181; (852) 3189-2183


What is the official website of Hong Kong Stock Exchange?

What kind of products could I trade in Fortune?

You can get access to Hong Kong Stock Exchange listed stocks, CBBCs, warrants, and ETFs. Fortune could also provide access to various of mutual funds and bonds trading services.

How to place order for US stocks and China A-stocks?

US-stocks and China-A-stocks trading orders are not supported at the moment.

How to trade OTC products such as mutual funds and bonds?

It would be nice if we could understand your investment purpose first. Please contact our customer service at (852) 3189-2168.

How long do my trading instructions stay valid?

Orders are valid within trading hour in the trading day of the market until:
A. The price moves within the 'limit' price indicated and is executed;
B. The instruction is cancelled by the client;
C. A change in the instruction is requested by the client;
D. Until the end of day
Transactions may be executed rapidly during trading hours, and therefore changes or cancellations are in no way guaranteed.

What kind of fees do I have to pay for stock trading?

For details of all charges, please refer to our Standard Fees Table.

Will I get interest on the cash balance in my securities trading account?

Clients are entitled saving interest if the cash balance of account is above HK$50,000.

What is lot size?

Lot size means the minimum number of shares to trade in normal circumstances.

How could I trade shares (odd lot) that are less than a full lot size?

Please call our dealing department at (852) 3189-2187 and place your odd lot order to our dealer.

Can I sell the HK stocks that I just bought today?

Yes. You can buy and sell Hong Kong stocks on the same trading day.

How could I get Hong Kong stocks real-time quotation?

You can purchase Hong Kong stocks real-time quotation service via the Fortune Trader App.

There are five types of orders accepted by the Exchange. They are At-auction Order, At-auction Limit Order, Limit Order, Enhanced Limit Order and Special Limit Order. What are their distinctive features?

At-auction Order

During the Pre-opening Session and the Closing Auction Session, the trading system of the Exchange accepts only At-auction Order and At-auction Limit Order. An At-auction Order is an order with no specified price and is entered into the trading system for execution at the final Indicative Equilibrium Price (IEP). It enjoys a higher order matching priority than an at-auction limit order and will be matched in time priority at the final IEP. Any outstanding at-auction orders after the end of the Pre-opening Session will be cancelled before the commencement of the Continuous Trading Session.

At-auction Limit Order

An At-auction Limit Order is an order with a specified price. An at-auction limit order with a specified price at or more competitive than the final IEP (in case of buying, the specified price is equal to or higher than the final IEP, or in case of selling, the specified price is equal to or lower than the final IEP) may be matched at the final IEP subject to availability of eligible matching order on the opposite side. An at-auction limit order will be matched in price and time priority at the final IEP. No at-auction limit order will be matched at a price worse than the final IEP. Any outstanding at-auction limit orders at the end of the Pre-opening Session will be carried forward to the Continuous Trading Session and treated as limit orders provided that the specified price of that at-auction limit order does not deviate nine times or more from the nominal price or is one ninth or less of that price. Such orders will be put in the price queue of the input price.

Limit Order

During the Continuous Trading Session, the trading system of the Exchange accepts only Limit Order, Enhanced Limit Order and Special Limit Order. A Limit Order will allow matching only at the specified price. The sell order input price cannot be made at a price below the best bid price, if available, whereas the buy order input price cannot be made at a price above the best ask price, if available. Any outstanding limit order will join the price queue of the input price.

Enhanced Limit Order

An Enhanced Limit Order is similar to a Limit Order except that it will allow matching of up to 10 price queues (i.e. the best price queue and up to the 10th queue at nine spreads away) at one time provided that the traded price is not worse than the input price. The sell order input price can be made at a price of nine spreads below the current bid price whereas the buy order input price can be made at a price of nine spreads above the current ask price. Any outstanding enhanced limit order will be treated as a limit order and put in the price queue of the input price.

Special Limit Order

A Special Limit Order will allow matching of up to 10 price queues (i.e. the best price queue up to the 10th queue at nine spreads away) at one time provided that the traded price is not worse than the input price. A special limit order has no restriction on the input price as long as the order input price is at or below the best bid price for a sell order or at or above the best ask price for a buy order. Any outstanding special limit order will be cancelled.

How could I check my historical transactions record?

Fortune would send client details statement record in every trading day and in the end of month. If you would like to request for extra historical transactions record, please send us email at [email protected].

Margin Financing

If I do not have any stock holding, could I still use any margin financing facilities?

Margin facilities are only available only if you have obtained credit approval from Fortune.

What is the margin interest rate of Fortune? And how do I pay the interest?

The standard margin borrowing interest rate is P+6%. The rate might be changed from time to time due to market. Accrued interest will be debited from the trading account in month-end.

Subscribing IPO

How to place an IPO order?

Clients can place an IPO order via any of the below:
1. Fortune online trading platform
2. Fortune Trader App
3. Call our dealing department at (852) 3189-2187

What should I pay attention to for applying IPO shares?

Notes to IPO applicants:
1. The applicant must be 18 years of age or older. Applicant should meet all the terms and conditions required by the IPO company.
2. Minimum application will be one board lot. Any application for more than one board lot must be in one of the number of shares set out in the application form.
3. Application amount would include 1% brokerage, 0.0027% SFC transaction levy and 0.005% Hong Kong Stock Exchange Trading Fee.
4. Application should only make one subscription. Subscription will be rejected if the order is found or believed to be a multiple subscription.

Can I subscribe an IPO with margin facility? What are the margin ratio and interest rate in subscribing IPO shares?

Yes. The margin ratio and interest rate vary between different stocks and the market loan rate. General speaking, Fortune provides 90% of margin with interest rate at around 3.88% p.a. You should contact your account executive or refer to the IPO subscription page for details.

Can I trade IPO stocks in grey market?

IPO grey market order could only be placed by phone. Dealing department hotline (852) 3189-2187.

Can I participate in international placing offer of an IPO through Fortune?

Yes. Depends on the terms of the IPO. Please contact your account executive for details.

System Error

I have already opend an account, yet my account is not able to trade?

There might be several reasons for this:
1. Although no account opening deposit is required, you should have sufficient money in your account before an order is placed;
2. You have placed an order which exceed your trading limit;
3. Failure to submit the required documents in accordance with regulatory requirements;
4. There might be some technical error occurred. Please call customer service or send email to [email protected].

What should I do if I had input an incorrect password for too many times and couldn't login my account?

The account will be locked by the system if client has input an incorrect password for 5 times in a row. You should call our dealing department at (852) 3189-2187 to handle your order manually and later on to request the dealer to unlock your account.

Contact Us

Fortune (HK) Securities Limited

Hong Kong SFC CE number


CCASS number



4102-06, 41/F, COSCO Tower, 183 Queen's Road Central, Hong Kong




General Line: 3105-1829


(For Registered Fortune Clients ONLY)



(For Registered Fortune Clients ONLY)

ID: FSL3369

Office Hour

Monday to Friday: 9:00 to 18:00

Closed on Satuarday, Sunday, and public holidays

Fortune (HK) Securities Limited, (collectively referred to as "Fortune Securities" or "we") value your privacy. When you use the products or services provided by Fortune Securities, we may collect and use your relevant information. By using or continuing to use our products or services, you consent to the collection, use, and storage of your relevant information as described in this Privacy Policy.

(1) Information We May Collect

We may collect your personal information, such as your personal phone number, personal identification, online identity information (including system account, IP address, email address, and passwords, passcodes, and password protection answers related to the aforementioned), log information (including browsing history, usage records, click records, operation logs, etc. when using our products or services), device information (including device model, device MAC address, operating system type, device settings), software list, unique device identifiers (such as IMEI/Android ID/IDFA/OPENUDID/GUID, etc., which describe basic information about personal commonly used devices), location information (including precise location information, accommodation information), and personal publication information (including profile pictures, nickname information, content published on information stocks).

(2) How We Collect and Use Information

We may collect part or all of the above information from you during your registration as a user of Fortune Securities or in the process of using other services provided by Fortune Securities. The information we collect will be used for the following purposes:

  • Assisting you in completing the registration process.
  • Verifying your identity, providing customer service, ensuring security, monitoring fraud, archiving, and backup purposes when providing goods or services to you.
  • Enabling us to respond to your personalized needs, improve our products and services.
  • Targeted message delivery to provide you with better-quality products or services.
  • Maintaining and developing mobile communication business systems and infrastructure, including testing and updating such systems.
  • Allowing you to participate in surveys related to our products and services.

Except for the necessary circumstances listed below, we will not share your personal information with any third party without your consent:

  • Complying with applicable laws and regulations.
  • Complying with court orders or other legal procedures.
  • Complying with requests from relevant government agencies.

As our business continues to grow, we and our affiliates may engage in mergers, acquisitions, asset transfers, or similar transactions, where your personal information may be transferred as part of such transactions. However, the transferee shall still comply with this Privacy Policy.

(3) Information Security

We use various security technologies and procedures to prevent information loss, improper use, unauthorized access, or disclosure. For example, in certain services, we will use encryption technology (such as SSL) to protect the personal information you provide. However, due to technological limitations and the potential existence of various malicious means, it is not possible to guarantee 100% information security at all times, even with enhanced security measures in the Internet industry. You need to understand that the systems and communication networks you use to access our services may experience problems due to factors beyond our control.

(4) How to Contact Us

Company Name: Fortune (HK) Securities Limited
Customer Service Phone: 852-31892164
Customer Service Email: [email protected]